Trust & Compliance

In this market, trust is the product.

Compliance is the gate every institutional deal passes through, and most optimizers worry compliance teams because they can't reproduce or explain their own decisions. PRISM is built the opposite way: deterministic, re-derivable, and auditable by design. We bring the compliance conversation to the first call, not the last.

bit-exact
Deterministic, content-hashed outputs — re-derivable for any exam date
18
Internal correctness tests passing (incl. tax-rule tests)
exact-ref
Validation comparator ships — check us against ground truth on your data
on-prem
Deploy in your VPC or air-gapped — your data never leaves
01 · Already built

The trust primitives, shipping today.

Not a roadmap promise — these are properties of the engine right now.

Deterministic & reproducible

Content-hashed, bit-reproducible outputs tied to a data hash. Any past decision can be re-derived exactly — the reproducibility problem was found and fixed, and every result ties to its inputs.

Auditable & transparent

Every trade traces to your explicit constraints and tax logic. It is a transparent optimizer, not a neural black box — there is no opaque ML in the trade path to explain away.

Tax-rule correctness

Wash-sale handling (IRC §1091, including the 61-day window and household scope) and specific-lot selection, validated by an internal test suite — tax-rule tests included in the 18 passing tests.

Validate against ground truth

An exact-reference comparator ships with the engine, so your own quants can confirm PRISM's quality against the exact optimum on your own data — trust by verification, not by faith.

02 · The narrative

A compliance upgrade, not a risk.

Most optimizers make compliance nervous for a simple reason: they are non-reproducible. If you cannot re-derive why a trade happened, you cannot defend it to an examiner, a client, or your own risk committee. PRISM inverts that. Because outputs are deterministic and content-hashed, any past decision is exactly reproducible; every trade traces to your constraints and explicit tax logic; the wash-sale handling is testable against your own policy; and you can validate the engine against an exact solver on your own data before you ever rely on it.

The practical effect is that the team usually positioned as the blocker becomes an ally. Reproducible, re-derivable decisions cut audit and exam-prep time and shorten model-validation cycles. That is why we bring an audit-log sample, the validation methodology, and a model-governance outline to the first compliance conversation — pre-empting the objections is how the wedge deal actually closes.

03 · Roadmap

Built to unlock the largest, most-regulated buyers.

What's shipping now, and what we're formalizing as we scale into platforms, custodians, and large asset managers.

Live

Deterministic audit logs

Re-derivable, content-hashed records for every run.

Live

On-prem / VPC / air-gapped

Deploy where your data is allowed to live — no per-seat license.

Roadmap

SOC 2 (Type I → II)

The procurement gate at platforms, custodians, and large AMs.

Roadmap

Model-governance docs

SR 11-7-style model-risk documentation, assembled from the validation work and comparator.

Roadmap

Immutable audit-log export

Per-decision export for exams and client reporting.

Roadmap

Kill-switch & guardrails

Explicit hard-stop and constraint-violation tripwires for ops and compliance.

04 · The Trust Pack

What we bring to your first compliance call.

Deterministic-output proof and a sample audit log.
Tax-rule (wash-sale & lot-selection) test results.
The exact-reference comparator methodology for validating quality.
The SOC 2 roadmap and model-governance outline.
Data-handling and deletion terms for the pilot and production.
The kill-switch / guardrail design for ops sign-off.

Bring compliance to the first meeting. We'll be ready.

Start a buyer-owned pilot and put the trust primitives to the test on your data — deterministic logs, validation against ground truth, and tax-rule correctness on your own policy.

Request a pilot →